Compliance
All well intentioned service providers should chart a course that ensures initial and ongoing regulatory & corporate compliance. That is to say, firms are to be governed by the requirements of all local laws and regulations, international best practices, and sound internal corporate policies and ethical standards.
Tillerman's compliance regime is one of the key pillars of our organization.
Efforts are geared towards five functions:
- Identifying areas of corporate risk, and providing advice for mitigation.
- Design & implementation of controls to protect against such risks.
- Monitoring and reporting on effectiveness of these controls in limiting risk exposure.
- Resolving compliance challenges as they present themselves.
- Maintaining a high degree on continuing awareness and education in order to keep pace with the highly dynamic nature of the industry.
The compliance regime at Tillerman Securities works to integrate specific policy and regulatory requirements into the day to day activities of the firm. Both our business activities and compliance requirements are addressed with a focus on efficiency, and harmonious yet independent coexistence. This ensures the long term maintenance of client relationships and preserves our reputation in the global market place.
